Independent, Lower Cost*, Unique Financial Solutions

A Difference That Matters

The majority of financial planners and advisors in the industry are brokers who sell products for commission, which creates an inherent conflict of interest in their advice. When working with CFA® charterholders, we are bound by the highest ethical standards, the CFA Institute Code of Ethics and Standards of Professional Conduct.

Of all Regulatory Assets Under Management (AUM) Nationwide, only 19% of assets managed are held by a non-dual-registered independent fiduciaries.*

We don’t sell products for commission. Our Fee Structure is transparent and would never carry any back-end charges.

SGH Wealth Management utilizes a lower-cost* fee structure that is completely transparent.

With an emphasis on risk management, we attempt to maximize the predictability of portfolio returns to best achieve your financial goals..

† As of 2011, based on “Study on Investment Advisors and Broker‐Dealers” by U.S. Securities & Exchange Commission.

Check to see if your current advisor is either Series 6 or 7 commission licensed & if they have ever had a client complaint filed at the SEC run website BrokerCheck.org.

*Source: Morningstar “Fund Fee Study: Investors Saved More Than $4 Billion in 2017”